“Show some love” – failure to manage conflicts of interest triggers fine for Chardan Capital Markets

“Show some love” – failure to manage conflicts of interest triggers fine for Chardan Capital Markets

FinanceFeeds -

An employee from the special equities group suggested the investment banking department would use research staff "as the first introduction to new companies to bait them in" and get investment banking's "foot in the door."

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https://financefeeds.com/show-love-failure-manage-conflicts-interest-triggers-fine-chardan-capital-markets/ [Collection]